Christopher Cole Wilson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 12/2020
  New York Life Insurance Co.
  Colchester, VT
• 05/2018 → 12/2020
  Nylife Securities Llc
  Colchester, VT
• 08/2016 → 12/2020
  Commodities Market
  Shelburne, VT
• 12/2020 → 02/2022
  Mass Mutual Life Insurance Company
  Colchester, VT
• 12/2020 → 02/2022
  Mml Investors Services, Llc
  Colchester, VT
• 02/2022 → 11/2024
  Pruco Securities, Llc.
  Marlborough, MA
• 02/2022 → Present
  Prudential Insurance Company Of America
  Marlborough, MA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Marlborough, MA

Previous Registrations

• 2022-03-03 → 2024-11-14
  Pruco Securities, Llc.
  Burlington, VT
  Marlborough, MA
  Burlington, VT
• 2021-05-05 → 2022-03-03
  Mml Investors Services, Llc
  Colchester, VT
• 2010-08-25 → 2016-07-05
  Oppenheimer & Co. Inc.
  Stamford, CT
• 2008-04-24 → 2010-07-09
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-09
• S66 Uniform Combined State Law Examination
  2008-04-23
• S63 Uniform Securities Agent State Law Examination
  1989-10-30

Other Names

• Chris Wilson
• Christopher C Wilson