James Steven Dalimonte

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED	2004-04-16

NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED

Since 2004-04-16

Branch Locations

Port Washington, NY • United States

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

333 Earle Ovington Boulevard Suite 600, Mitchell Field, NY 11553 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	Mitchell Field	NY	04/2004	Present

04/2004 → Present

Ubs Financial Services, Inc.

Mitchell Field, NY

Previous Registrations

1997-01-08 → 2004-04-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-20
S63	Uniform Securities Agent State Law Examination	1994-03-16

S65 Uniform Investment Adviser Law Examination

1995-01-20
S63 Uniform Securities Agent State Law Examination

1994-03-16