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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Manheim, PA • United States

1601 Oregon Pike Suite 100, Lancaster, PA 17601 • United States

712 Scalp Ave, Johnstown, PA 15904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Lancaster PA 11/1988 11/2024
Lpl Enterprise, Llc Lancaster PA 11/2024 Present
Previous Registrations
  • 2011-09-07 → 2024-11-14
    Kutztown, PA
    Lancaster, PA
    Camp Hill, PA
    Kutztown, PA
    Johnstown, PA
    Lancaster, PA
    Camp Hill, PA
    University Park, FL
Other Businesses

1) 11/14/2024- Douglas T and Julletta Leas Hershberger-Owner-Real Estate Rental-Inv related-At East Petersburg, PA-Start date 03/01/2001-0hrs/mth-0hrs/mth during trading 2) 12/06/2024-Hershberger Financial Group-Owner- Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/01/2016-40hrs/mth-40hrs/mth during trading 3) 12/06/2024-Sycamore Lane Property Associates-Owner-Business Entity For Tax/Investment Purposes Only-Inv related-At Manheim, PA-Start date 03/01/2016-1hrs/mth-0hrs/mth during trading 4) 11/21/2025-Comparion Insurance / Prudential Insurance-Owner-Property and Casualty-Inv related-At Lancaster, PA-Start date 02/13/1989-2hrs/mth-2hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-31
S63 Uniform Securities Agent State Law Examination 1989-03-07
  • S65 Uniform Investment Adviser Law Examination
    2000-08-31
  • S63 Uniform Securities Agent State Law Examination
    1989-03-07

View on SEC IAPD

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