Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| NC | RA | APPROVED | 2004-06-21 |
Branch Locations
3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States
Greenville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenville | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Real Estate Ownership; Other; 1922-201 Tara CtGreenville, NC 27858, , ** not provided **, N/A, 00000; 06/01/2004. Business Ownership; Other; Consulting; 2256 Franklin Drive Winterville, NC 28590, , ** not provided **, N/A, 00000; Not Investment-Related; 12/15/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 2256 Franklin DrWinterville, NC 28590, , ** not provided **, N/A, 00000; Not Investment-Related; 01/01/2010; 0 hours per month; 0 during trading hours / Other; Other; 2256 Franklin DriveWinterville, NC 28590, , ** not provided **, N/A, 00000; Not Investment-Related; 12/15/2017; 1 to 9 hours per month; 0 during trading hours / Other; Consulting; 1922-201 Tara Ct, , Greenville, NC, 27858; Investment-Related; 09/29/2022; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Randall; Jonathan; Board Member; 47 Fairmont AveBoston, MA 02136, , ** not provided **, N/A, 00000; 11/01/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-02 |
Reach out to this advisor