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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-21 |
| TX | RA | APPROVED | 2025-01-06 |
Branch Locations
1117 Perimeter Center West Suite N-111, Sandy Springs, GA 30338 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 09/2018 |
| Wells Fargo Advisors Financial Network, Llc | Sandy Springs | GA | 09/2018 | 01/2025 |
| Lpl Financial Llc | Sandy Springs | GA | 01/2025 | Present |
1-11/2024 / Sandy Springs Private Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / INV R;TD / AT LOC / 160 HRS MNTH / 8 HRS DURING TRADIG / START 10/02/2018 2- 11/2024 / Meeks Investment Management Inc. / Business Entity For Tax/Investment Purposes Only / NON INV RLTD /160 HRS MNTH / 8 HRS DURING TRADIG / START / START 11/07/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-09 |
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