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New Capital Management, LLC CRD 133519
$11.5M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Oak Park, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Capital Management | Oak Park | IL | 01/1995 | Present |
| New Capital Management, Llc | Oak Park | IL | 12/2004 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-05 |
| S65 | Uniform Investment Adviser Law Examination | 1996-01-05 |
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