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James Clement Clark

Janney Montgomery Scott LLC

Short Hills, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-26
TX RA APPROVED_RES 2025-06-26
  • NJ RA
    APPROVED
    Since 2025-06-26
  • TX RA
    APPROVED_RES
    Since 2025-06-26

Branch Locations

101 Jfk Parkway Suite 503, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Short Hills NJ 05/2014 06/2025
Janney Montgomery Scott Llc Short Hills NJ 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-06
S63 Uniform Securities Agent State Law Examination 1989-02-23
  • S65 Uniform Investment Adviser Law Examination
    1992-03-06
  • S63 Uniform Securities Agent State Law Examination
    1989-02-23
Other Names
  • Jim Clark

View on SEC IAPD

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ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
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