Best Investors Account Sign in
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
CA RA APPROVED 2006-09-29
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • CA RA
    APPROVED
    Since 2006-09-29

Branch Locations

7182 Healdsburg Ave Suite A, Sebastopol, CA 95472 • United States

Truckee, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Sebastopol CA 07/1988 Present
  • 07/1988 → Present
    Edward D. Jones & Co., L.P.
    Sebastopol, CA
Other Businesses

Rental Property Type of business: Commercial office building Sebastopol, CA Start date: 12/1/2004 Joint Owner Hours per week: 3 Hours during trading: 1 Maintain property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-27
S63 Uniform Securities Agent State Law Examination 1989-01-20
  • S65 Uniform Investment Adviser Law Examination
    2006-09-27
  • S63 Uniform Securities Agent State Law Examination
    1989-01-20
Other Names
  • Tim Ray Moore
  • Tim R. Moore
  • Tim R Moore

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sebastopol, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor