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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-05 |
| NJ | RA | APPROVED | 2024-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Inc | New York | NY | 08/2005 | 11/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 04/2024 | Present |
| Unemployed | Chatham | NJ | 12/2023 | 03/2024 |
| Bank Of America N.A. | Paramus | NJ | 05/2024 | Present |
I*1817279, Entity Type, Entity for Profit, Name of OBA: D.H.M Realty, LLC, Address: Chatham, NJ, 07928, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 09/16/2016, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: Real Estate investment. Co- manager. I*1971289 Entity Type: Charitable Name of OBA: Fordham University Address:New York New York Investment Related:no Position, Title, Association:Other Start Date:10/08/2024 No Hours: 2 Weekly No Hours during trading:0 Duties:one 2hr session once a week for 7 weeks. 1.5credit course. Adjunct Professor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-19 |
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