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Jeffrey Clark Pieters

Cetera Investment Advisers LLC

Racine, WI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-31
WI RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-08-31
  • WI RA
    APPROVED
    Since 2014-01-21

Branch Locations

4923 Washington Avenue, Racine, WI 53406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northshore Bank Brookfield WI 03/2002 Present
Cetera Investment Services Llc St. Cloud MN 02/2004 Present
Cetera Investment Advisers Llc Racine WI 01/2014 Present
  • 03/2002 → Present
    Northshore Bank
    Brookfield, WI
  • 02/2004 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Racine, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1989-01-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1989-01-12
Other Names
  • Jeff Pieters

View on SEC IAPD

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Other Investors

CHRISTINA JANE PETERSON
MEREDITH ANN WEBER
Kevin J Newton
Darren C Dewing
LYNNE MARIE BLODGETT
JOEL WILLIAM BECK
Anne M Poisl
CHRISTOPHER ROBERT LEBERFING

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Racine, WI
RAYMOND JAMES & ASSOCIATES, INC. · Racine, WI
JOHNSON WEALTH INC. · Racine, WI
AMERIPRISE FINANCIAL SERVICES, LLC · RACINE, WI
WELLS FARGO CLEARING SERVICES, LLC · RACINE, WI
LPL FINANCIAL LLC · RACINE, WI
EDWARD JONES · RACINE, WI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · RACINE, WI

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