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Brent Allan Sawrie

Ubs Financial Services Inc.

Roseville, CA

Reno, NV

Reno, NV

Las Vegas, NV

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-04
TX RA APPROVED_RES 2023-01-09
NV RA APPROVED 2015-11-10
  • CA RA
    APPROVED
    Since 2023-05-04
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • NV RA
    APPROVED
    Since 2015-11-10

Branch Locations

3001 Douglas Blvd, Roseville, CA 95661 • United States

Reno, NV • United States

6900 S. Mccarran Blvd., Reno, NV 89509 • United States

10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Reno NV 10/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-11
S63 Uniform Securities Agent State Law Examination 1989-02-02
  • S65 Uniform Investment Adviser Law Examination
    1994-10-11
  • S63 Uniform Securities Agent State Law Examination
    1989-02-02
Other Names
  • Brent Allan Sawie

View on SEC IAPD

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MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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