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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Livingston | NJ | 09/1988 | 11/2018 |
| Royal Alliance Associates, Inc. | Livingston | NJ | 11/2018 | Present |
1. ACORN FINANCIAL SERVICES POSITION: Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/1988 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Salles and services of financial and insurance products as well as investment advisory services 2. INSURANCE BROKERAGE POSITION: Agent/broker NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1988 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Sales and service of non variable insurance and investment products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-02 |
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