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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-11-26 |
| IA | RA | APPROVED | 2019-11-18 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
2520 Kylie Ann Rd, Decorah, IA 52101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc | Marion | IA | 03/2010 | 11/2019 |
| Sigma Financial Corporation | Ann Arbor | MI | 11/2019 | Present |
| Spc | Ann Arbor | MI | 11/2019 | Present |
1. FRIENDS OF DECORAH FISH HATCHERY, INC.-N-DECORAH, IA-FUND RAISING FOR FACILITY IMPROVEMENTS-VICE PRESIDENT-11/2009-4-0-BOARD OF DIRECTORS, FUND RAISING FOR FACILITY IMPROVEMENTS. 2. K. JACOBSEN INSURANCE Sales-Y-DECORAH, IA-INSURANCE SALES-AGENT-6/1989-1-0-Sell Health, Disability & LTC Insurance. 3. GREAT LIGHTS MASONIC LODGE #181-LOCAL FUNDRAISING ON AN ON GOING BASIS. <1% OF TIME. 4. DECORAH LIONS CLUB MEMBER-CAPITAL FUN RAISING FOR PROJECTS AT THE DIRECTION OF THE BOARD.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-12-13 |
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