Charles Alexander Creekmore

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-10-06
NC	RA	APPROVED	2004-12-17

TX RA
APPROVED

Since 2008-10-06
NC RA
APPROVED

Since 2004-12-17

Branch Locations

Atlantic Beach, NC • United States

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Raleigh	NC	06/2003	Present

06/2003 → Present

Janney Montgomery Scott Llc

Raleigh, NC

Previous Registrations

2002-06-21 → 2003-06-19

Wells Fargo Clearing Services, Llc

Raleigh, NC
2000-01-28 → 2002-06-20

Wachovia Securities, Inc.

Raleigh, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-31
S63	Uniform Securities Agent State Law Examination	1989-03-06

S65 Uniform Investment Adviser Law Examination

1998-08-31
S63 Uniform Securities Agent State Law Examination

1989-03-06

Designations

Certified Financial Planner

Other Names

Ande Creekmore
Charles Alexander Creekmore
Charles Alexander Creekmore

View on SEC IAPD