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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-19 |
Branch Locations
100 Crescent Court Suite 400, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Dallas | TX | 04/2013 | Present |
1) RWL FAMILY GROUP LLC / 4082 LIVELY LANE DALLAS,TEXAS 75220 / COMPANY/ OTHER LLC FOR FAMILY LIMITED PARTNERSHIP / INVESTING / MANAGING MEMBER / MANAGING THE FLP / START DATE 4/29/2013 2)Dallas Opera / 2403 Flora Street, Suite 500 Dallas,Texas 75201 / Charity/ Charity / promote Opera / Member of Board of directors / / promote the opera / Start Date 6/11/2018 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-11 |
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