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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-18 |
| TX | RA | APPROVED_RES | 2015-02-05 |
| IL | RA | APPROVED | 2011-10-06 |
Branch Locations
2215 Perrygreen Way Suite A, Rockford, IL 61107-6811 • United States
Eastpoint, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Rockford | IL | 10/2011 | Present |
| City National Bank | Rockford | IL | 01/2018 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-01 |
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