Michael John Darr

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2008-10-22

IL RA
APPROVED

Since 2008-10-22

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Roswell, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	02/2006	Present

02/2006 → Present

First Trust Portfolios L.P.

Wheaton, IL

Previous Registrations

2005-10-25 → 2006-02-01

Truist Investment Services, Inc.

Atlanta, GA

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-19
S63	Uniform Securities Agent State Law Examination	1993-08-03

S66 Uniform Combined State Law Examination

2005-10-19
S63 Uniform Securities Agent State Law Examination

1993-08-03

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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