Huey Lee Richardson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2015-08-28

CT RA
APPROVED

Since 2015-08-28

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	04/2014	Present

04/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*71648 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: MANASQUAN NJ 08736 NATURE OF BUSINESS: OTHER UNINCORPORATED POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 4/28/2014 NUMBER OF HOURS DEVOTED: 0 ANNUALLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A BEACH CONDO THAT MY WIFE AND I OWN. WE PRIMARILY USE IT AS A SECOND HOME FOR OUR FAMILY. AT THE MOMENT, WE DO NOT HAVE ANY PLANS ON RENTING OUT THIS PROPERTY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-27
S63	Uniform Securities Agent State Law Examination	2000-10-26

S66 Uniform Combined State Law Examination

2015-08-27
S63 Uniform Securities Agent State Law Examination

2000-10-26