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John Joseph Gavigan

Oppenheimer & Co. Inc.

Stamford, CT

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-18
CT RA APPROVED 2021-06-15
  • NY RA
    APPROVED
    Since 2021-06-18
  • CT RA
    APPROVED
    Since 2021-06-15

Branch Locations

263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westport CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Westport CT 11/2016 06/2021
Oppenheimer & Co, Inc Stamford CT 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-30
S63 Uniform Securities Agent State Law Examination 1993-08-05
  • S66 Uniform Combined State Law Examination
    2010-09-30
  • S63 Uniform Securities Agent State Law Examination
    1993-08-05
Other Names
  • John J Gavigan
  • John Joseph Gavigan

View on SEC IAPD

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