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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-23
  • MN RA
    APPROVED
    Since 2018-02-23

Branch Locations

130 Lake Street West Floor 01, Wayzata, MN 55391-1599 • United States

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Wayzata MN 05/2006 Present
Charles Schwab Bank Wayzata MN 02/2018 Present
Other Businesses

ANTI-GRAVITY SHOELACES | NOT INVESTMENT RELATED | ORLANDO, FLORIDA | START DATE 10/01/2012 | OWNER/CREATOR, NOVELTIES AND GAMES | LESS THAN 20 HOURS PER MONTH | 0 HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-28
S63 Uniform Securities Agent State Law Examination 2007-12-26
  • S66 Uniform Combined State Law Examination
    2008-02-28
  • S63 Uniform Securities Agent State Law Examination
    2007-12-26

View on SEC IAPD

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