Carmen Georgina Trigo Suarez

Employer firm

Aton Financial LLC CRD 173070

$601M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Aton Financial Llc

1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-05-18

PR RA
APPROVED

Since 2018-05-18

Branch Locations

1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Santander Securities	San Juan	PR	02/2000	01/2018
Aton Financial Llc	San Juan	PR	01/2018	Present

02/2000 → 01/2018

Santander Securities

San Juan, PR
01/2018 → Present

Aton Financial Llc

San Juan, PR

Previous Registrations

2009-10-30 → 2018-02-12

Santander Securities Llc

San Juan, PR

Guaynabo, PR

Other Businesses

CULTURARTE DE PR - POSITION: director NATURE: Not for Profit; not investment related; total of two hours monthly with one hour during trading hours; START DATE: 02/15/2012; ADDRESS: 1590 Ave Ponce de Leon, San Juan PR 00926 DESCRIPTION: We are a cultural organization, mostly engaged in classic music and opera.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-20
S63	Uniform Securities Agent State Law Examination	1998-09-14

S66 Uniform Combined State Law Examination

2007-12-20
S63 Uniform Securities Agent State Law Examination

1998-09-14

Other Names

Ginin Trigo
Carmen G Trigo Suarez
Carmen Georgina Trigo

View on SEC IAPD