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1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2018-05-18 |
Branch Locations
1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities | San Juan | PR | 02/2000 | 01/2018 |
| Aton Financial Llc | San Juan | PR | 01/2018 | Present |
CULTURARTE DE PR - POSITION: director NATURE: Not for Profit; not investment related; total of two hours monthly with one hour during trading hours; START DATE: 02/15/2012; ADDRESS: 1590 Ave Ponce de Leon, San Juan PR 00926 DESCRIPTION: We are a cultural organization, mostly engaged in classic music and opera.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-14 |
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