Scott Wayne Lair

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-01-27
MN	RA	APPROVED	2019-07-29

FL RA
APPROVED

Since 2020-01-27
MN RA
APPROVED

Since 2019-07-29

Branch Locations

Fort Myers, FL • United States

Lakeville, MN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Burnsville	MN	12/2003	07/2019
Lpl Financial, Llc	Fort Myers	MN	07/2019	Present

12/2003 → 07/2019

Fsc Securities Corporation

Burnsville, MN
07/2019 → Present

Lpl Financial, Llc

Fort Myers, MN

Previous Registrations

2013-12-19 → 2019-08-05

Fsc Securities Corporation

Burnsville, MN

Burnsville, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-02
S63	Uniform Securities Agent State Law Examination	1988-12-07

S66 Uniform Combined State Law Examination

2019-12-02
S63 Uniform Securities Agent State Law Examination

1988-12-07

View on SEC IAPD