Paul Joseph Faulkner

Current Employers

Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2012-07-19

CT RA
APPROVED

Since 2012-07-19

Branch Locations

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aon Hewitt	Lincolnshire	IL	01/2012	Present
Aon Hewitt Financial Advisors Llc	Charlotte	NC	07/2012	Present

01/2012 → Present

Aon Hewitt

Lincolnshire, IL
07/2012 → Present

Aon Hewitt Financial Advisors Llc

Charlotte, NC

Previous Registrations

2011-08-16 → 2012-01-20

Strategic Advisers Llc

West Hartford, CT
2009-03-24 → 2011-07-29

Voya Retirement Advisors, Llc

Quincy, MA

Hartford, CT
2002-11-18 → 2004-12-03

Prudential Retirement Brokerage Services, Inc.

Hartford, CT

Other Businesses

1996 TO PRESENT: ICE HOCKEY AND SKATING INSTRUCTOR. INDEPENDENT CONTRACTOR AT LOCAL RINKS PROVIDING INDIVIDUAL AND GROUP HOCKEY AND SKATING INSTRUCTION. APPROXIMATELY 5 HOURS A WEEK, NON-INVESTMENT RELATED, ALL OUTSIDE OF NORMAL TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-03-23
S66	Uniform Combined State Law Examination	2002-11-15

S65 Uniform Investment Adviser Law Examination

2009-03-23
S66 Uniform Combined State Law Examination

2002-11-15

Designations

View on SEC IAPD

Current Employers

Alight Financial Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews