Best Investors Account Sign in

Dona S Land

Morgan Stanley

Birmingham, AL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-16
AL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-02-16
  • AL RA
    APPROVED
    Since 2009-06-01

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Birmingham AL 01/2002 Present
Morgan Stanley Smith Barney Birmingham AL 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-17
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S66 Uniform Combined State Law Examination
    2007-05-17
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22
Other Names
  • Dona Sullivan Rozelle

View on SEC IAPD

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor