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Molly Anne Wurst

Rbc Capital Markets, LLC

New York, NY

CRD 1903860

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Minneapolis MN 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Minneapolis, MN
Other Businesses

1) Name: ACCRA Care, Inc. / ACCRA Consumer Choice, Inc. Address: 12600 Whitewater Drive Suite 100 Minnetonka, MN Business Description: 55343 ACCRA provides individualized services and supports to people with disabilities and older adults. Business is not investment related Projected Start Date: 09/12/20 Capacity: Employee Duties Performed: I will receive compensation for providing services and supports to my 18-year old son who has [REDACTED]. Devoted to this OBA per Month: 20 Hours Devoted to this OBA during business hours: 1 2) Name: Securities Industry / Regulatory Council on Continuing Education Address: FINRA 9509 Key West Avenue Rockville, MD 20850 Business Description: Advise on the development, implementation, and operation of the CE Programs. Business is not investment related Projected Start Date: 01/04/21 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: The CE Council has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Continuing Education Program in the Securities Industry (i.e. Firm Element & Regulatory Element). Devoted to this OBA per Month: 0.25 Hours Devoted to this OBA during business hours: 0.25

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-30
S63 Uniform Securities Agent State Law Examination 1991-06-03
  • S65 Uniform Investment Adviser Law Examination
    1999-11-30
  • S63 Uniform Securities Agent State Law Examination
    1991-06-03
Other Names
  • Molly Ann Wurst
  • Molly Anne Scanlan
  • Molly Wurst

View on SEC IAPD

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