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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-15
FL RA APPROVED 2016-09-06
  • TX RA
    APPROVED_RES
    Since 2018-05-15
  • FL RA
    APPROVED
    Since 2016-09-06

Branch Locations

600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States

Coral Gables, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Miami FL 11/2008 09/2016
Raymond James & Associates, Inc. Miami FL 09/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 6300 Granada Blvd, Coral Gables, FL, 33146, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/10/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is a time share, St James at Beaver Creek CO, I own unit 308 week 13 which we have used off and on for the last 20 yrs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 1989-01-30
  • S66 Uniform Combined State Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    1989-01-30
Other Names
  • John Michael Delappe
  • John M De Lappe

View on SEC IAPD

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