Julie Ann Thompson

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Indianapolis, IN
• 03/1984 → Present
  Charter Advisory Corporation
  Indianapolis, IN

Other Businesses

1. 9/9/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/1984 - 32 Hours Per Month/Time Spent 20% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 03/1984. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 12/14/2011 - No Business Name - Not Investment Related - Other- NOTARY - Time Spent 1% - NOTARY PUBLIC. 3. 11/13/2018 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:03/12/1984 - 100 Hours Per Month/100 Hours During Trading. 4. 2/14/2019 - Charter Insurance and Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Representative - Started 12/30/2009 - 2 Hours Per Month During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-03-09

Other Names

• Julie Ann Glover
• Julie Ann Toney
• Julie Ann Toney