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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-16 |
| GA | RA | APPROVED | 2019-09-09 |
Branch Locations
1478 Walton Way, Augusta, GA 30901 • United States
101 S Belair Rd, Augusta, GA 30907 • United States
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Atlantic Distributors, Llc (Fka Forethought Distributors) | Simsbury | CT | 09/2015 | 12/2016 |
| Unemployed | Grovetwon | GA | 12/2016 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Augusta | GA | 12/2017 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 08/2019 | Present |
| Unemployed | Grovetown | GA | 05/2018 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-06 |
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