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Thurston Springer Advisors CRD 299201
$3.68B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St. Louis | MO | 05/2009 | 11/2016 |
| First Clearing, Llc, | St. Louis | MO | 07/2012 | 11/2023 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 11/2023 |
| Thurston Springer | Indianapolis | IN | 11/2023 | Present |
Mr. Peluso is a Partner of Thurston Capital, parent company to Thurston Springer Financial (BD), Thurston Springer Advisors (RIA), Peak Brokerage Services (BD), Blackridge Asset Management (RIA) and TruEdge Asset Management (RIA). Mr. Peluso is not engaged in the solicitation or sales of securities for any entity for which he is not registered with. The address of Thurston Capital is 9000 Keystone Crossing, Ste 700, Indianapolis, IN 46240. The other business Mr. Peluso has ownership interest in are investment related (BD or RIA, as indicated). Mr. Peluso's title is "Partner." Mr. Peluso has been a Partner in the businesses since 11/2023. Mr. Peluso spends most of his work week working with and for the Partnership, including trading hours. Mr. Peluso receives compensation as Partner of Thurston Capital.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-19 |
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