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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-01-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc | Lake Oswego | OR | 08/2016 | 04/2017 |
| Key Investment Services | Vancouver | WA | 10/2017 | Present |
| Afortus Financial | Vancouver | WA | 05/2017 | 10/2017 |
Door Dash; not investment related; 303 2nd Street, #800 San Francisco, California 94103; food delivery service; driver; 6/2021; 30 hours a month during non-trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-06 |
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