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Manuel Antonio Rivero

Morgan Stanley

Miami, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-09
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2025-08-09
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Miami FL 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*OBI - 556673 - Improving Bodies LLC ; Investment related - Yes ; Miami Shores, Florida ; Personal Fitness Training ; Officer(proprietor, partner, officer, director, employee, trustee, agent) ; 2/2014 ; During business hours : 0 ; After business hours : 0 ; This is my wife's company and I show as a non working officer

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-03-10
  • S63 Uniform Securities Agent State Law Examination
    1989-03-10
Other Names
  • Manny Rivero

View on SEC IAPD

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