Harry Williams Buzzerd

Ubs Financial Services Inc.

CRD 1902205

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-05-20
MD	RA	APPROVED	2023-01-11
TX	RA	APPROVED_RES	2019-02-12
NJ	RA	APPROVED	2012-02-16

FL RA
APPROVED

Since 2024-05-20
MD RA
APPROVED

Since 2023-01-11
TX RA
APPROVED_RES

Since 2019-02-12
NJ RA
APPROVED

Since 2012-02-16

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Mt. Laurel	NJ	04/2008	Present

04/2008 → Present

Ubs Financial Services Inc

Mt. Laurel, NJ

Previous Registrations

2004-04-30 → 2008-04-14

Ferris, Baker Watts, Llc

Towson, MD
1996-03-26 → 2004-04-28

Morgan Stanley Dw Inc.

Baltimore , MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-20
S63	Uniform Securities Agent State Law Examination	1991-06-10

S65 Uniform Investment Adviser Law Examination

1996-02-20
S63 Uniform Securities Agent State Law Examination

1991-06-10

Other Names

Harry Williams Buzzered
Buddy Buzzered
Harry Williams Buzzerd

View on SEC IAPD

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