David Winston Crist

Current Employers

Employment History

• 01/1999 → Present
  Win Team Insurance Services, Inc.
  Lake Forest, CA
• 11/2008 → 11/2019
  First Allied Securities, Inc.
  San Diego, CA
• 11/2019 → Present
  J.W. Cole Financial, Inc
  Tampa, FL
• 11/2019 → Present
  J.W. Cole Advisors, Inc
  Tampa, FL
• 06/2011 → Present
  Dwc Financial Services, Inc.
  Irvine, CA
• 04/2001 → Present
  Win Team Insurance Services, Inc. Dba Win Team Advisory Services
  Irvine, CA

Previous Registrations

• 2008-11-20 → 2010-02-02
  First Allied Securities, Inc.
  Irvine, CA
  San Diego, CA
• 1999-03-01 → 2008-11-18
  Sii Investments, Inc.
  Moscow, ID
  Redondo Beach, CA
  San Diego, CA
  Lake Forest, CA

Other Businesses

1.) WIN-TEAM ADVISORY SERVICES/WIN-TEAM INSURANCE SERVICES INC - DBA; INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; REGISTERED INVESTMENT ADVISOR;PRESIDENT & CCO/INVESTMENT ADVISOR REPRESENTATIVE; 10/27/2008. 90 HOURS PER MONTH DEVOTED: 90 HOURS PER MONTH DEVOTED DURING TRADING HOURS; INVESTMENT ADVISORY SERVICES 2.)DAVID CRIST INSURANCE AGENT; INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; FIXED INSURANCE; AGENT; 01/27/2000; 160 HOURS DEVOTED PER MONTH; FIXED INSURANCE SALES 3.) JAMES AND LOIS HUNDLEY IRREVOCABLE TRUST; NOT INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; ILIT; CO-TRUSTEE;12/01/2009; 1 HOURS PER MONTH. CO-TRUSTEE 4.) DWC FINANCIAL SERVICES, INC.; NOT INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; CONSULTANT ENTITY TO RUN PAYROLL FOR STAFF;PRESIDENT/OWNER; 06/10/11 40 HOURS PER MONTH DEVOTED; CONSULTANT ENTITY TO RUN PAYROLL FOR STAFF PER MONTH. 5.) JAMES E HUNDLEY AND LOIS A HUNDLEY IRREVOCABLE TRUST DTD 1/16/2013; NOT INVESTMENT RELATED; 560 WALD, IRVINE, CA 92618; ILIT;CO-TRUSTEE; 01/16/2013; 1 HOURS PER MONTH DEVOTED; CO-TRUSTEE 6.)J.W. Cole Financial, Inc.; Tampa, FL; Investment Related; Branch Manager/Registered Representative; Started 11/2019; Broker/Dealer Product Sales and Supervision; 10% of time spent. 7.) J.W. Cole Advisors, Inc.; Tampa, FL; Investment Related; Investment Advisor Representative; Started 11/2019; Investment Advisory Services; 50% of time spent. 8.)Successor Trustee and Successor Executor for The Kowalcyk Family Trust

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-25
• S63 Uniform Securities Agent State Law Examination
  1993-06-04

Designations