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Kelly Kitchens Castle

LPl Financial LLC

Winter Haven, FL

Chanute, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-18
TX RA APPROVED_RES 2026-03-08
KS RA APPROVED 2026-03-04
  • FL RA
    APPROVED
    Since 2026-05-18
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • KS RA
    APPROVED
    Since 2026-03-04

Branch Locations

72 4Th St Nw, Winter Haven, FL 33881 • United States

Chanute, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Winter Haven FL 07/2008 03/2026
Lpl Financial Llc Winter Haven FL 03/2026 Present
Previous Registrations
  • 2008-07-24 → 2026-03-13
    Ubs Financial Services Inc.
    Weehawken, NJ
    Winter Haven, FL
    Chanute, KS
  • 2007-04-02 → 2008-07-25
    Morgan Stanley & Co. Llc
    Winter Haven, FL
  • 2000-10-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Winter Haven, FL
    Winter Haven, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-01
S63 Uniform Securities Agent State Law Examination 1998-02-16
  • S65 Uniform Investment Adviser Law Examination
    2006-12-01
  • S63 Uniform Securities Agent State Law Examination
    1998-02-16
Other Names
  • Kelly Janel Kitchens
  • Kelly Janel Hancock
  • Kelly Janel Kitchens

View on SEC IAPD

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