Kevin R Cox

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-09-24
TX	RA	APPROVED	2015-10-26
PA	RA	APPROVED	2015-08-18

CA RA
APPROVED

Since 2019-09-24
TX RA
APPROVED

Since 2015-10-26
PA RA
APPROVED

Since 2015-08-18

Branch Locations

6493 Robinson Centre Dr, Pittsburgh, PA 15205 • United States

Cambridge Springs, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pittsburgh	PA	12/2013	Present
Bank Of America, N.A.	Pittsburgh	PA	02/2014	Present

12/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsburgh, PA
02/2014 → Present

Bank Of America, N.A.

Pittsburgh, PA

Other Businesses

I*100194For profit or not for profit: Non-Profit OrganizationName of outside business organization: Steel City Alumni AssociationInvestment related: NAddress of business:Pittsburgh, Pennsylvania 15213Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 9/1/2016Number of hours devoted: 4 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I am the president of the organization. My responsibilities are chairing the semi-annual meetings. The organization is a fraternity alumni association. Pi Kappa Alpha at the University of Pittsburgh.I*1826346, Entity Type:Entity Charitable, Name of OBA:Northwestern Rural Electrical Cooperative Association Inc Address:Cambridge Springs, PA 16403 Investment Related:No Position, Title, Association: Board Member Employee Start Date:09/01/2024 No Hours: 2 monthly No Hours during trading: Duties:Rural Electrical Provider. Member owned cooperative I am running to represent my district on the board of directors I*3294272 Entity Type: Entity Charitable Name of OBA: Meadville Fair Innovations Address: Meadville, Pennsylvania, 16335 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/18/2025 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: Non profit County Fair Board Board membership

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-17
S63	Uniform Securities Agent State Law Examination	2014-02-20

S66 Uniform Combined State Law Examination

2015-08-17
S63 Uniform Securities Agent State Law Examination

2014-02-20

Other Names

Richard Cox Kevin
Kevin Richard Cox

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