William Eugene Hauenstein

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 11/2023
  Crown Capital Securities, Lp
  Orange, CA
• 11/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-03-04 → 2023-12-14
  Crown Capital Securities, L.P.
  Orange, CA
  Kerrville, TX
  Kerrville, TX
• 2006-02-07 → 2013-03-07
  Osaic Wealth, Inc.
  Albuquerque, NM
  Albuquerque, NM
  Alamogordo, NM
  El Paso, TX

Other Businesses

1) WILLIAM HAUENSTEIN, 149 ROUNDABOUT LN, KERRVILLE TX, 10/1985, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 8 HR/MO, 6 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3) WILLIAM HAUENSTEIN, 149 ROUNDABOUT LN, KERRVILLE TX 78028, 7/2003, Owner, Real Estate, NIR, 2 HR/MO - 1 HR/MO TRADING 4) COMPETITIVE EDGE WEALTH MANAGEMENT LLC, 149 Roundabout Ln, Kerrville TX 78028, United States, 12/01/2012, Owner, DBA Name, INV REL, 120 HR/MO, 120 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-29
• S63 Uniform Securities Agent State Law Examination
  1988-12-20

Other Names

• Bill Hauenstein