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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2016-07-08 |
Branch Locations
150 State St, Augusta, ME 04330 • United States
1 Northern Ave, Farmingdale, ME 04344 • United States
84 Main St, Winthrop, ME 04364 • United States
226 Main Street, Waterville, ME 04901 • United States
181 Lower Main St, Freeport, ME 04032 • United States
11 Washington St, Waterville, ME 04901 • United States
Whitefield, ME • United States
53 Baxter Blvd, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kennebec Savings Bank | Augusta | ME | 02/2016 | Present |
| Lpl Financial Llc | Augusta | ME | 05/2016 | Present |
1)03/16/16-Kennebec Wealth Management/- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 5/31/16- 100% 1)3/16/16-Kennebec Savings Bank-Financial Institution Duty-Director of Investment Services Inv. Related- at reported business location(s)- start date 03/02/16
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-06 |
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