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Janice Powers Williams

Commonwealth Financial Network

Utica, NY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-02
  • NY RA
    APPROVED
    Since 2025-01-02

Branch Locations

2508 Genesee Street, Utica, NY 13502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Utica NY 08/2002 04/2019
D'ARcangelo Financial Group, Llc Utica NY 02/2009 04/2019
Paradigm Consulting, Inc. Utica NY 08/2007 04/2019
Cadaret, Grant & Co., Inc. Syracuse NY 04/2019 08/2021
Capital Strategy Group Ltd. Syracuse NY 04/2019 07/2020
Royal Alliance Associates, Inc. Utica NY 09/2021 01/2025
Commonwealth Financial Network Waltham MA 01/2025 Present
Advanced Group Financial Services Utica NY 01/2025 Present
  • 08/2002 → 04/2019
    Royal Alliance Associates, Inc.
    Utica, NY
  • 02/2009 → 04/2019
    D'ARcangelo Financial Group, Llc
    Utica, NY
  • 08/2007 → 04/2019
    Utica, NY
  • 04/2019 → 08/2021
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
  • 04/2019 → 07/2020
    Capital Strategy Group Ltd.
    Syracuse, NY
  • 09/2021 → 01/2025
    Royal Alliance Associates, Inc.
    Utica, NY
  • 01/2025 → Present
    Waltham, MA
  • 01/2025 → Present
    Advanced Group Financial Services
    Utica, NY
Previous Registrations
  • 2021-09-03 → 2025-01-09
    Utica, NY
  • 2019-04-23 → 2021-09-01
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
  • 2017-03-30 → 2019-04-29
    Utica, NY
  • 2014-08-04 → 2015-12-31
    D'ARcangelo Financial Group, Llc
    Utica, NY
Other Businesses

1. Fixed insurance sales; Located at 2508 Genesee Street Utica, NY 13502-5814, as of 01/01/2025; 1% time spent during business hours; Conducted at branch location; Investment related. 2.Election inspector, Oneida County Board of Elections; Located in Clinton, NY, as of 9/01/2024; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 3. Secretary/Treasurer, Advanced Group Financial Services, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 07/01/2025; 10% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-05
S63 Uniform Securities Agent State Law Examination 1989-02-18
  • S65 Uniform Investment Adviser Law Examination
    1996-10-05
  • S63 Uniform Securities Agent State Law Examination
    1989-02-18
Designations
Other Names
  • Janice Marie Lieber
  • Janice Marie Williams
  • Janice Marie Powers
  • Janice Marie Williams

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