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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Utica | NY | 08/2002 | 04/2019 |
| D'ARcangelo Financial Group, Llc | Utica | NY | 02/2009 | 04/2019 |
| Paradigm Consulting, Inc. | Utica | NY | 08/2007 | 04/2019 |
| Cadaret, Grant & Co., Inc. | Syracuse | NY | 04/2019 | 08/2021 |
| Capital Strategy Group Ltd. | Syracuse | NY | 04/2019 | 07/2020 |
| Royal Alliance Associates, Inc. | Utica | NY | 09/2021 | 01/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2025 | Present |
| Advanced Group Financial Services | Utica | NY | 01/2025 | Present |
1. Fixed insurance sales; Located at 2508 Genesee Street Utica, NY 13502-5814, as of 01/01/2025; 1% time spent during business hours; Conducted at branch location; Investment related. 2.Election inspector, Oneida County Board of Elections; Located in Clinton, NY, as of 9/01/2024; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 3. Secretary/Treasurer, Advanced Group Financial Services, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 07/01/2025; 10% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-18 |
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