Andrew Albert Fries

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-07-08

MI RA
APPROVED

Since 2026-07-08

Branch Locations

301 N. Jackson Street, Jackson, MI 49201 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-11
MI	RA	APPROVED	2023-08-21

TX RA
APPROVED

Since 2026-05-11
MI RA
APPROVED

Since 2023-08-21

Branch Locations

301 N Jackson St, Jackson, MI 49201 • United States

Jackson, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Comerica Securities	Jackson	MI	01/1994	08/2023
Ameriprise Financial Services, Llc	Jackson	MI	08/2023	Present
Fifth Third Securities	Jackson	MI	07/2026	Present

01/1994 → 08/2023

Comerica Securities

Jackson, MI
08/2023 → Present

Ameriprise Financial Services, Llc

Jackson, MI
07/2026 → Present

Fifth Third Securities

Jackson, MI

Previous Registrations

2004-05-18 → 2023-11-03

Comerica Securities

Jackson, MI

Jackson, MI

Other Businesses

Outside Employment; Comerica Financial Advisors; Financial Advisor; Manage advisory business; 301 N Jackson St, , Jackson, MI, 49201; Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-17
S63	Uniform Securities Agent State Law Examination	1991-04-02

S66 Uniform Combined State Law Examination

2004-05-17
S63 Uniform Securities Agent State Law Examination

1991-04-02

Other Names

Andy Fries

View on SEC IAPD