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Michael Todd Hogan

Cetera Investment Advisers LLC

Plymouth, MN

CRD 1901482

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

18200 45Th Ave N Ste 100A, Plymouth, MN 55446 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivercrest Financial St Louis Pk MN 03/2001 Present
Michael T Hogan & Assoc St Louis Park MN 12/1991 Present
Voya Financial Advisors Plymouth MN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2001 → Present
    Rivercrest Financial
    St Louis Pk, MN
  • 12/1991 → Present
    Michael T Hogan & Assoc
    St Louis Park, MN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Plymouth, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-30 → 2021-06-09
    Brooklyn Park, MN
    Milaca, MN
    Plymouth, MN
    Minnetonka, MN
    Minnetonka, MN
    Plymouth, MN
    Plymouth, MN
    Windsor, CT
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 18200 45TH AVE N STE 100A; PLYMOUTH; MN; 55446; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/15/2008; 40; 40; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Rivercrest Financial Group; Yes; 10520 SOUTH SHORE DRIVE; PLYMOUTH; MN; 55441; FINANCIAL SERVICES/DBA; OWNER; 8/21/2009; 160; 160; SALE OF INSURANCE,SECURITES, AND INVESTMENT PRODUCTS. OWN BUILDING,COLLECT RENT AND PAY EXPENSES.|NAME OF ENTITY:HOGAN & ASSOCIATES; Yes; 18200 45TH AVE N STE 100; PLYMOUTH; MN; 55446; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 1/1/1994; 200; 50; SALE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:Hogan Wealth Management; Yes; 18200 45TH AVE N; PLYMOUTH; MN; 55446; FINANCIAL SERVICES/DBA; owner; 8/20/2009; 160; 160; sales and service of fixed insurance products|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-18
S63 Uniform Securities Agent State Law Examination 1989-02-03
  • S65 Uniform Investment Adviser Law Examination
    1999-06-18
  • S63 Uniform Securities Agent State Law Examination
    1989-02-03

View on SEC IAPD

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