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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
18200 45Th Ave N Ste 100A, Plymouth, MN 55446 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rivercrest Financial | St Louis Pk | MN | 03/2001 | Present |
| Michael T Hogan & Assoc | St Louis Park | MN | 12/1991 | Present |
| Voya Financial Advisors | Plymouth | MN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 18200 45TH AVE N STE 100A; PLYMOUTH; MN; 55446; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/15/2008; 40; 40; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Rivercrest Financial Group; Yes; 10520 SOUTH SHORE DRIVE; PLYMOUTH; MN; 55441; FINANCIAL SERVICES/DBA; OWNER; 8/21/2009; 160; 160; SALE OF INSURANCE,SECURITES, AND INVESTMENT PRODUCTS. OWN BUILDING,COLLECT RENT AND PAY EXPENSES.|NAME OF ENTITY:HOGAN & ASSOCIATES; Yes; 18200 45TH AVE N STE 100; PLYMOUTH; MN; 55446; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 1/1/1994; 200; 50; SALE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:Hogan Wealth Management; Yes; 18200 45TH AVE N; PLYMOUTH; MN; 55446; FINANCIAL SERVICES/DBA; owner; 8/20/2009; 160; 160; sales and service of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-03 |
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