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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. New York NY 09/1992 05/2019
Pruco Securities, Llc Wall Township NJ 05/2021 11/2024
The Prudential Insurance Company Of America Wall Township NJ 05/2021 Present
Unemployed Wall NJ 06/2019 Present
Lpl Enterprise, Llc East Brunswick NJ 11/2024 Present
  • 09/1992 → 05/2019
    Oppenheimerfunds Distributor, Inc.
    New York, NY
  • 05/2021 → 11/2024
    Wall Township, NJ
  • 05/2021 → Present
    The Prudential Insurance Company Of America
    Wall Township, NJ
  • 06/2019 → Present
    Unemployed
    Wall, NJ
  • 11/2024 → Present
    East Brunswick, NJ
Previous Registrations
  • 2021-10-06 → 2024-11-14
    Wall, NJ
    East Brunswick, NJ
    Toms River, NJ
    Wall Township, NJ
    East Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-29
S63 Uniform Securities Agent State Law Examination 1992-07-10
  • S66 Uniform Combined State Law Examination
    2021-09-29
  • S63 Uniform Securities Agent State Law Examination
    1992-07-10
Other Names
  • Wendy Jean Rebollo

View on SEC IAPD

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