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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-15 |
Branch Locations
138 North Moon Ave. Ste. A, Brandon, FL 33510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Financial Associates | Brandon | FL | 04/1994 | Present |
| Signator Investors, Inc. | Brandon | FL | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Brandon | FL | 11/2018 | 07/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2022 | Present |
1) CHARLES M THURMAN, 138 N. Moon Ave, Suite A, Brandon FL 33510, 01/1987, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO 2 HR/MO TRADING 2) PIONEER FINANCIAL ASSOCIATES, 138 N Moon Ave Suite A Brandon FL 33510, 04/1990, Using a Trade Name/dba, INV REL, 150 HR/MO 150 HR/MO TRADING 3) PFA LLC, 138 N Moon Ave Suite A Brandon FL 33584, 07/2022, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO 0 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 07/2022
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-31 |
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