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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-09-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc | Meriden | CT | 09/2015 | 09/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2019 | Present |
| Cetera Investment Advisers Llc | Milroy | PA | 09/2019 | Present |
| Mcs Bank | Milroy | PA | 09/2019 | Present |
1)MCS INSURANCE AGENCY, PROPERTY & CASUALTY-DOES NOT INVOLVE SECURITIES CLIENTS. 2)RENTAL PROPERTY 100% OWNER. 3)LADY PATRIOTS. SECRETARY OF GIRLS SOFTBALL TEAM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-11 |
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