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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-11
NJ RA APPROVED 2015-07-28
  • NC RA
    APPROVED
    Since 2024-09-11
  • NJ RA
    APPROVED
    Since 2015-07-28

Branch Locations

The Atrium Ste 390 80 E Rt 4, Paramus, NJ 07652-2647 • United States

Leland, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Montvale NJ 07/2015 03/2020
Ameriprise Financial Services, Llc Paramus NJ 03/2020 Present
Previous Registrations
  • 2007-11-23 → 2015-07-28
    Securities America Advisors, Inc.
    Montvale, NJ
  • 2007-07-20 → 2007-11-19
    Montvale, NJ
Other Businesses

Business Ownership; Financial McDaid INC; Financial Advisor; SUB S Corp used to pay staff, rent and office expenses.; 2567 E Timber Crest Drive NE, , Leland, NC, 28451; Not Investment-Related; 10/01/1987; 60 hours per month; 40 to 59 during trading hours. Outside Employment; CMA 92 LLC; Financial Advisor - Provide client service and administrativesupport for the Ameriprise Financial Practice; ; The Atrium Suite 390 at 80 Rt 4 East, , Paramus, NJ, 7652; Investment-Related; 10/24/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-07-25
  • S63 Uniform Securities Agent State Law Examination
    1989-07-25
Designations

View on SEC IAPD

Other Firms

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