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8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-08 |
| TX | RA | APPROVED_RES | 2017-01-17 |
| CO | RA | APPROVED | 2017-01-13 |
Branch Locations
2679 W Main Street, Suite 300, Littleton, CO 80120 • United States
8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Davis Cashflow Consultant | Denver | CO | 03/2003 | Present |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 06/2016 | 01/2017 |
| Securities America, Inc. | Littleton | CO | 01/2017 | 10/2020 |
| Verus Capital Partners, Llc | Littleton | CO | 01/2017 | Present |
| Arch Diocese Of Denver | Littleton | CO | 08/2015 | Present |
| Lpl Financial Llc | Littleton | CO | 10/2020 | Present |
1. 06/15/2018 - SOUTH PLATTE INVESTMENTS & PLANNING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 60%/ LITTLETON, CO 2. 02/01/2003 - DAVIS CASHFLOW CONSULTANTS, INC./ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 1%/ LITTLETON, CO 3. 10/19/2020 - Verus Capital Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/11/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 5% - I provide investment advisory services through Verus Capital Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/20/2021 - South Platte Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/14/2021 - 120 Hours Per Month/6 Hours During Securities Trading. 5. 10/8/2021 - Arch Diocese of Denver, St. Mary's Catholic School of Littleton - Not Investment Related - 6833 S Prince Street, Littleton, CO 80120 - Outside/W-2 Employment - Technology Coordinator - Started 08/01/2015 - 60 Hours Per Month During Securities Trading. 6. 02/22/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent - Started 02/12/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 11/20/2024 - South Platte Investments & Planning - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) -Start Date 02/12/2021 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-10 |
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