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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-06 |
| CT | RA | APPROVED | 2012-05-02 |
| NC | RA | APPROVED | 2012-05-02 |
| CO | RA | APPROVED | 2012-05-01 |
| GA | RA | APPROVED | 2012-05-01 |
| MI | RA | APPROVED | 2012-05-01 |
| IL | RA | APPROVED | 2012-04-30 |
| MT | RA | APPROVED | 2012-04-30 |
| VT | RA | APPROVED | 2012-04-30 |
| FL | RA | APPROVED | 2009-02-12 |
| NJ | RA | APPROVED | 2005-06-30 |
Branch Locations
3507 Kyoto Gardens Dr, Palm Beach Gardens, FL 33410 • United States
900 S Us Highway 1, Jupiter, FL 33477 • United States
3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States
660 Beachland Blvd, Vero Beach, FL 32963 • United States
North Palm Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2004 | Present |
I*2431289, Entity Type: , Name of OBA: M D, Address: Belleveue, Washington, 98006, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 12/01/2028, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*428552 Entity Type: N/A Name of OBA: Old Port Cove Condo Assoc III Address: Palm Beach Gardens, Florida, 33403 Investment Related: No Position, Title, Association: Committee Employee Start Date: 11/06/2018 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Condominium association. Board works with outside consultants and professionals to maintain building and grounds in accordance with structural and financial requirements. hurricane committee - hurricane preparedness. HR committee - work with outside consultant in considering how to staff the building to meet the needs of property owners and remain in compliance with all state and local statues.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-29 |
| S65 | Uniform Investment Adviser Law Examination | 1994-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-07 |
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