Best Investors
Account
Sign in
Best Investors
Account
Sign in
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-03-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 12/1996 | 03/2018 |
| Northwestern Mutual Investment Services, Llc | Davenport | IA | 01/1997 | 03/2018 |
| Basketball Referee | Iowa City | IA | 07/2010 | Present |
| Iowa City Regina Education Center | Iowa City | IA | 03/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 03/2018 |
| Alberhasky Snow Removal | Iowa City | IA | 11/2017 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2018 | Present |
1) JUNIOR ACHIEVEMENT, 324 3RD ST SE, STE 200, CEDAR RAPIDS, IA, 01/2019, CLASSROOM CONSULTANT, NIR, 2 HR/MO, 2 HR/MO TRADING. 2) LARRY GORDON AGENCY INC, 6723 WEAVER RD, STE 100, ROCKFORD, IL, 12/1996, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO, 5 HR/ MO TRADING. 3) ACUMEN ADVISORS, 425 2ND ST SE, STE 1275, CEDAR RAPIDS, IA, 12/1996, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 0 HR/MO, 0 HR/MO TRADING. 4) TIM SULLIVAN, IOWA CITY, IA, 10/1970, HIGH SCHOOL SPORTS REFEREE, NIR, 80 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6) FINANCIAL CONCEPTS LLC, 208 5TH ST, KALONA, IA, 03/2018, FINANCIAL PROFESSIONAL, DBA, INV REL, 200 HR/MO, 160 HR/MO TRADING. 7) SULLIVAN ADVISORS, INC, KALONA, IA, 03/2022, OWNER, DBA, INV-REL, 200 HR/MO, 160 HR/MO TRADING. 8) BFS KALONA, LLC, 208 5TH ST, KALONA, IA, 01/2024, OWNER, DBA, INV REL, 200 HR/MO, 160 HR/MO TRADING. 9) BFS KALONA REAL ESTATE, LLC, 208 5TH ST, KALONA, IA, 01/2024, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 10) Kalona Rotary, PO Box 536 Kalona, IA 52247, 06/26/2018, Board Member, NIA, 4 HR/MO, 4 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-11-22 |
Reach out to this advisor