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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| VA | RA | APPROVED | 2004-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | King William | VA | 08/2003 | Present |
1. 07/16/2004 - Real Estate Rental - INV REL - OWN RESIDENTIAL RENTAL PROPERTY 2. 07/16/2004 - Non-Variable Insurance - INV REL - OFFER LTC, DISABILITY, TERM, WHOLE & UL INSURANCE 3. 12/10/2004 - Non-Variable Insurance - INV REL - SELLING FIXED ANNUITIES 4. 05/25/2006 - Premier Asset Management - INV REL - Business Entity For Tax/Investment Purposes Only - 5% TIME SPENT - I have a LLC, (Premier Asset Management) I am the sole member. I use it to pay my office & business expenses. It is not held out to the public for securities or variable business. 5. 11/6/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Notary Public - Started 03/11/2013 - 0 Hours Per Month - Notorize LPL client documents.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-23 |
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