William Bernard King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → Present
  Lpl Financial Llc
  King William, VA

Other Businesses

1. 07/16/2004 - Real Estate Rental - INV REL - OWN RESIDENTIAL RENTAL PROPERTY 2. 07/16/2004 - Non-Variable Insurance - INV REL - OFFER LTC, DISABILITY, TERM, WHOLE & UL INSURANCE 3. 12/10/2004 - Non-Variable Insurance - INV REL - SELLING FIXED ANNUITIES 4. 05/25/2006 - Premier Asset Management - INV REL - Business Entity For Tax/Investment Purposes Only - 5% TIME SPENT - I have a LLC, (Premier Asset Management) I am the sole member. I use it to pay my office & business expenses. It is not held out to the public for securities or variable business. 5. 11/6/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Notary Public - Started 03/11/2013 - 0 Hours Per Month - Notorize LPL client documents.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-21
• S63 Uniform Securities Agent State Law Examination
  1988-11-23

Other Names

• William Bernard Jr King