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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-07-29 |
| TX | RA | APPROVED_RES | 2016-05-27 |
Branch Locations
161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States
2398 E Camelback Rd Ste 550, Phoenix, AZ 85016 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 05/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Phoenix | AZ | 03/2020 | Present |
Real Estate Ownership; Condo in rocky Point Mexico; Sandy Beach Rocky Point Sonoran Spa Mexico, ,; Not Investment-Related; 03/19/2008. Other Business Activities; MetLife Deferred Comp; Deferred Compensation from previous employer, MetLife. This is being disclosed per recommendation from Dennis Ahlm following Annual Review.; 4700 Westown Parkway, , West Des Moines, IA, 50266; Not Investment-Related; 01/01/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-25 |
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