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Bonnie Mills Smallwood

Tone Capital, LLC

Richmond, VA

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Current Employers
Tone Capital, Llc

4120 W. Broad Street, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-11-13
  • VA RA
    APPROVED
    Since 2018-11-13

Branch Locations

4120 W. Broad Street, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Inc. Richmond VA 12/1997 05/2017
Bb&T Securities, Llc Richmond VA 01/2013 05/2017
  • 12/1997 → 05/2017
    Scott & Stringfellow, Inc.
    Richmond, VA
  • 01/2013 → 05/2017
    Bb&T Securities, Llc
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-13
S63 Uniform Securities Agent State Law Examination 1989-06-29
  • S65 Uniform Investment Adviser Law Examination
    2018-11-13
  • S63 Uniform Securities Agent State Law Examination
    1989-06-29
Other Names
  • Bonnie Mills Messer
  • Bonnie Mills Messer

View on SEC IAPD

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TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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